Filing Details
- Accession Number:
- 0001523711-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-02 16:07:13
- Reporting Period:
- 2013-12-30
- Filing Date:
- 2014-01-02
- Accepted Time:
- 2014-01-02 16:07:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194271 | Alan Kaye | Mattel, Inc. 333 Continental Boulevard El Segundo CA 90245 | Evp Chief Hr Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-30 | 25,000 | $23.58 | 53,332 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-30 | 25,000 | $47.51 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option - Right to Buy | Disposition | 2013-12-30 | 25,000 | $0.00 | 25,000 | $23.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,125 | 2010-08-01 | 2017-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,332 | Indirect | In Trust |
Common Stock | 7,980 | Indirect | In 401(k) |
Footnotes
- The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- The sale occured pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- The Kaye Living Trust, dated March 31, 1992.
- As of December 30, 2013 the reporting person had a balance of $381,585.07 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.