Filing Details
- Accession Number:
- 0001127602-14-000192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-02 16:02:54
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-01-02
- Accepted Time:
- 2014-01-02 16:02:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893739 | Harris & Harris Group Inc | TINY | Investors, Nec (6799) | 133119827 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296720 | B Daniel Wolfe | 1450 Broadway Floor 24 New York NY 10018 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-31 | 3,465 | $2.98 | 150,636 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-01-02 | 325 | $3.03 | 150,961 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Footnotes
- The purchase reported in this Form 4 was effected pursuant to an Employee Stock Purchase Plan adopted by the reporting person on June 8, 2011.
Billionaire Hedge Funds
