Filing Details
- Accession Number:
- 0001209191-14-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-02 09:20:38
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-01-02
- Accepted Time:
- 2014-01-02 09:20:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1313918 | Cifc Corp. | CIFC | Finance Services (6199) | 202008622 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1517708 | Dfr Holdings, Llc | C/O Columbus Nova 900 Third Avenue, 19Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-31 | 1,000,000 | $9.00 | 14,658,586 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2013-12-31 | 2,000,000 | $2.63 | 2,000,000 | $6.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000,000 | 2013-12-31 | 2014-09-24 | No | 4 | P | Direct |
Billionaire Hedge Funds
