Filing Details
- Accession Number:
- 0001181431-13-065072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-31 20:00:52
- Reporting Period:
- 2013-12-27
- Filing Date:
- 2013-12-31
- Accepted Time:
- 2013-12-31 20:00:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1114220 | Keryx Biopharmaceuticals Inc | KERX | Pharmaceutical Preparations (2834) | 134087132 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434718 | Iii F James Oliviero | C/O Keryx Biopharmaceuticals, Inc. 750 Lexington Avenue New York NY 10022 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-27 | 30,000 | $12.68 | 525,929 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-30 | 49,500 | $12.62 | 476,429 | No | 4 | S | Direct | |
Common Stock (Exercise Of Stock Options) | Acquisiton | 2013-12-30 | 30,000 | $4.59 | 506,429 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-30 | 30,000 | $12.64 | 476,429 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Footnotes
- Sale of a total of 79,500 shares of common stock was made in order to satisfy Mr. Oliviero's income tax withholding obligation upon the vesting of 150,000 shares of restricted stock on a corporate milestone. Such sale was transacted in accordance with the Issuer's corporate policies regarding the vesting of restricted stock.
- Reflects the weighted average sale price. The range of prices for such transaction is $12.65 to $12.82.
- Includes 296,537 shares of restricted stock.
- Reflects the weighted average sale price. The range of prices for such transaction is $12.60 to $12.72.
- Reflects the exercise and sale of 30,000 stock options which were due to expire on January 2, 2014 (10 years following their grant date).
- Reflects the weighted average sale price. The range of prices for such transaction is $12.60 to $12.74.
- Following the transactions reported on this Form 4, Mr. Oliviero holds 476,429 shares of Keryx common stock (of which 296,537 are restricted shares) and 327,616 stock options.