Filing Details
- Accession Number:
- 0001144204-13-069830
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-31 19:08:08
- Reporting Period:
- 2013-10-11
- Filing Date:
- 2013-12-31
- Accepted Time:
- 2013-12-31 19:08:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410428 | Vringo Inc | VRNG | Communications Services, Nec (4899) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554700 | R. Alexander Berger | C/O Vringo, Inc. 780 Third Avenue, 15Th Floor New York NY 10017 | Coo & Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-10-11 | 292,000 | $0.00 | 0 | No | 5 | G | Indirect | By Alexander Ross Berger Revocable Trust |
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-10-11 | 113,543 | $0.00 | 637,500 | No | 5 | G | Direct | |
Common Stock, $0.01 Par Value Per Share | Disposition | 2013-12-31 | 28,385 | $2.95 | 609,115 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Alexander Ross Berger Revocable Trust |
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 1,542,282 | Indirect | By ARB-A Investments Trust |
Footnotes
- Gift of shares of common stock to the AR Berger 2013 Irrevocable Grantor Trust for estate and tax planning purposes.
- Gift of shares of common stock to the AR Berger 2013 Irrevocable Grantor Trust for estate and tax planning purposes.
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2013 to cover tax liabilities.
- Of which, 580,730 shares of common stock are represented by unvested restricted stock units.