Filing Details

Accession Number:
0001209191-13-058886
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-31 12:00:18
Reporting Period:
2013-12-30
Filing Date:
2013-12-31
Accepted Time:
2013-12-31 12:00:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499268 Affinity Gaming NONE Hotels & Motels (7011) 020815199
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1515358 Z Capital Partners, L.l.c. 150 Field Drive, Ste 300
Lake Forest IL 60045
No No Yes No
1530859 Zenni Holdings Llc 150 Field Drive, Ste 300
Lake Forest IL 60045
No No Yes No
1530860 Z Capital Special Situations Adviser Lp 150 Field Drive, Ste 300
Lake Forest IL 60045
No No Yes No
1530861 Z Capital Special Situations Fund Gp Lp 150 Field Drive, Ste 300
Lake Forest IL 60045
No No Yes No
1530862 Z Capital Special Situations Fund Ugp Llc 150 Field Drive, Ste 300
Lake Forest IL 60045
No No Yes No
1530898 Jr Joseph James Zenni 150 Field Drive, Ste 300
Lake Forest IL 60045
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-12-30 69,672 $8.75 6,782,276 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Footnotes
  1. Includes 4,210,166.23 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings. Also includes 2,572,110.17 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
  2. Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein.