Filing Details
- Accession Number:
- 0001209191-13-058886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-31 12:00:18
- Reporting Period:
- 2013-12-30
- Filing Date:
- 2013-12-31
- Accepted Time:
- 2013-12-31 12:00:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499268 | Affinity Gaming | NONE | Hotels & Motels (7011) | 020815199 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1515358 | Z Capital Partners, L.l.c. | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530859 | Zenni Holdings Llc | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530860 | Z Capital Special Situations Adviser Lp | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530861 | Z Capital Special Situations Fund Gp Lp | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530862 | Z Capital Special Situations Fund Ugp Llc | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No | |
1530898 | Jr Joseph James Zenni | 150 Field Drive, Ste 300 Lake Forest IL 60045 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-12-30 | 69,672 | $8.75 | 6,782,276 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- Includes 4,210,166.23 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings. Also includes 2,572,110.17 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
- Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein.