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Filing Details

Accession Number:: 0001179110-13-018608
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-31 11:29:22
Reporting Period:: 2013-12-27

Filing Date:: 2013-12-31
Accepted Time:: 2013-12-31 11:29:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
6955	Actuant Corp	ATU	Misc Industrial & Commercial Machinery & Equipment (3590)	390168610

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1201635	C Robert Arzbaecher	N86 W12500 Westbrook Crossing Menomonee Falls WI 53051	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-12-27	63,893	$18.33	434,689	No	4	M	Direct
Class A Common Stock	Disposition	2013-12-27	63,893	$36.49	370,796	No	4	S	Direct
Class A Common Stock	Disposition	2013-12-27	26,834	$36.49	343,962	No	4	S	Direct
Class A Common Stock	Acquisiton	2013-12-30	10,905	$18.33	354,867	No	4	M	Direct
Class A Common Stock	Disposition	2013-12-30	10,905	$36.58	343,962	No	4	S	Direct
Class A Common Stock	Disposition	2013-12-30	4,580	$36.58	339,382	No	4	S	Direct
Class A Common Stock	Disposition	2013-12-30	40,000	$0.00	299,382	No	4	G	Direct
Class A Common Stock	Acquisiton	2013-12-30	40,000	$0.00	100,000	No	4	G	Indirect	By Family Limited Partnerships

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Direct
No	4	G	Indirect	By Family Limited Partnerships

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-12-27	63,893	$0.00	63,893	$18.33
Class A Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-12-30	10,905	$0.00	10,905	$18.33

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
177,572		2019-01-09	No	4	M	Direct
166,667		2019-01-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	36,781	Indirect	By 401(k)
Class A Common Stock	11,900	Indirect	By IRA
Class A Common Stock	2,200	Indirect	By Family
Class A Common Stock	2,400	Indirect	By Spouse
Class A Common Stock	35,038	Indirect	By Deferred Compensation

Footnotes

The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.26 to $36.72 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.46 to $36.66 inclusive. The reporting person undertakes to provide Actuant Corporation, any securityholder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (3) to this Form 4.
This transaction involved a gift of securities by the reporting person to a family limited partnership.
Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
Owned by daughters.
Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan.
Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
Fifty percent of the option became exercisable on 1/9/2012 and the balance becomes exercisable on 1/9/2014.