Filing Details
- Accession Number:
- 0001140361-13-047725
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-30 18:37:46
- Reporting Period:
- 2013-12-30
- Filing Date:
- 2013-12-30
- Accepted Time:
- 2013-12-30 18:37:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
60714 | Lsb Industries Inc | LXU | Industrial Inorganic Chemicals (2810) | 731015226 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175126 | G Michael Adams | 16 South Pennsylvania Avenue Oklahoma City OK 73107 | Vp/Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-30 | 5,000 | $40.00 | 16,425 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option | $7.86 | 2018-11-13 | 7,575 | 7,575 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-11-13 | 7,575 | 7,575 | Direct |
Footnotes
- These shares are held by the reporting person's revocable trust of which he is the settlor and trustee and possesses a pecuniary interest in the securities held by the trust.
- Incentive Stock Options ("ISO") granted by the Issuer to the reporting person under the Issuer's Incentive Stock Option Plans. An ISO for 15,000 shares of the Issuer's common stock exercisable at $7.86, with an expiration date of November 13, 2018, was granted to the reporting person on November 13, 2008. This ISO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This ISO will be fully vested at the end of year six. As of the date of this report, the total number of shares underlying the ISO held by the reporting person is 7,575.
- These shares were sold pursuant to the reporting person's Rule 10b5-1 Sales Plan adopted on September 24, 2013.