Filing Details

Accession Number:
0001127602-13-035791
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-30 17:18:30
Reporting Period:
2013-12-27
Filing Date:
2013-12-30
Accepted Time:
2013-12-30 17:18:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
850693 Allergan Inc AGN Pharmaceutical Preparations (2834) 951622442
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532023 S Julian Gangolli 2525 Dupont Drive
Irvine CA 92612
Cvp & Pres, North America No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-27 15,000 $40.16 23,047 No 4 M Direct
Common Stock Disposition 2013-12-27 15,000 $110.17 8,047 No 4 S Direct
Common Stock Acquisiton 2013-12-27 37,500 $59.13 45,547 No 4 M Direct
Common Stock Disposition 2013-12-27 37,500 $110.00 8,047 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-27 15,000 $0.00 15,000 $40.16
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-27 37,500 $0.00 37,500 $59.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-20 No 4 M Direct
12,500 2020-02-22 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 220 Indirect By ESOP Trust
Common Stock 16,900 Indirect By The Gangolli Family Trust
Common Stock 264 Indirect By Wife's 401(k) plan
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on May 9, 2013.
  2. Includes shares acquired under the Allergan, Inc. Dividend Reinvestment Plan.
  3. Shares allocated to the reporting person's ESOP account as of reporting date.
  4. Shares held by The Gangolli Family Trust established June 1, 2011, of which the reporting person and his spouse are each trustees.
  5. The option became exercisable in four equal annual installments beginning February 20, 2010. The remaining outstanding options for this award are reported in this filing.
  6. The option became exercisable in four equal annual installments beginning February 22, 2011.