Filing Details
- Accession Number:
- 0001209191-13-058843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-30 16:48:32
- Reporting Period:
- 2013-12-26
- Filing Date:
- 2013-12-30
- Accepted Time:
- 2013-12-30 16:48:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1294016 | Ruckus Wireless Inc | RKUS | Computer Peripheral Equipment, Nec (3577) | 542072041 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559564 | M. Barton Burstein | C/O Ruckus Wireless, Inc. 350 West Java Drive Sunnyvale CA 94089 | Sr. V.p. Field Op And Bus Dev | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-26 | 50,000 | $2.01 | 72,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-26 | 50,000 | $14.21 | 22,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-27 | 50,000 | $2.01 | 72,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-27 | 50,000 | $14.21 | 22,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-26 | 50,000 | $0.00 | 50,000 | $2.01 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-27 | 50,000 | $0.00 | 50,000 | $2.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 334,702 | 2021-06-20 | No | 4 | M | Direct | |
| 284,702 | 2021-06-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 271,734 | Indirect | By The Barton Burstein & Leslie White Trust UA dated 11/24/99 |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2013.
- This sale price represents the weighted average sale price of the shares sold ranging from $14.10 to $14.47 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- This sale price represents the weighted average sale price of the shares sold ranging from $14.10 to $14.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. The restricted stock units vest 1/8th every six months over four years commencing on October 3, 2013.
- The Reporting Person is a Trustee of the Barton Burstein & Leslie White Trust UA dated 11/24/99.
- The Option shares shall vest as follows: 1/48th of the total number of Shares subject to the Option shall vest and become exercisable each month over the forty-eight months following June 21, 2011, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2002 Stock Plan) as of each date.
Billionaire Hedge Funds
