Filing Details
- Accession Number:
- 0001209191-13-058830
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-30 16:13:24
- Reporting Period:
- 2013-12-26
- Filing Date:
- 2013-12-30
- Accepted Time:
- 2013-12-30 16:13:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | 954661210 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383360 | Victor Limongelli | C/O Guidance Software, Inc. 1055 East Colorado Blvd Pasadena CA 91106 | President, Ceo And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-26 | 2,000 | $4.54 | 363,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-26 | 2,000 | $10.00 | 361,667 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-26 | 2,000 | $0.00 | 2,000 | $4.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
157,701 | 2007-04-20 | 2015-04-20 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Section 10b5-1 Plan established by Mr. Limongelli on June 10, 2013, vested employee stock options representing a total of 2,000 shares of Common Stock were exercised and sold, at a price of $10.00 per share. The Section 10b51 Plan has not been modified since adopted.
- The exercised options are part of an award granted to Mr. Limongelli on April 20, 2005, which fully vested over a four-year period after the grant date. The exercised options expire April 20, 2015.