Filing Details

Accession Number:
0001040593-13-000161
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-27 18:12:27
Reporting Period:
2013-12-24
Filing Date:
2013-12-27
Accepted Time:
2013-12-27 18:12:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040593 Carrizo Oil & Gas Inc CRZO Crude Petroleum & Natural Gas (1311) 760415919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257331 F Paul Boling 500 Dallas Street
Suite 2300
Houston TX 77002
Cfo, Vp, Secretary, Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-24 14,250 $6.98 111,850 No 4 M Direct
Common Stock Disposition 2013-12-24 34,250 $43.46 77,600 No 4 S Direct
Common Stock Acquisiton 2013-12-24 8,969 $17.28 86,569 No 4 M Direct
Common Stock Disposition 2013-12-24 8,969 $43.43 77,600 No 4 D Direct
Common Stock Acquisiton 2013-12-24 25,285 $20.22 102,885 No 4 M Direct
Common Stock Disposition 2013-12-24 25,285 $43.43 77,600 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-12-24 14,250 $0.00 14,250 $6.98
Common Stock Stock Appreciation Rights Disposition 2013-12-24 8,969 $0.00 8,969 $17.28
Common Stock Stock Appreciation Rights Disposition 2013-12-24 25,285 $0.00 25,285 $20.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-19 No 4 M Direct
0 2017-05-29 No 4 M Direct
0 2016-06-03 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2013.
  2. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $42.87 to $43.84, inclusive.
  3. The presentation requirements of Form 4 present the exercise of cash-only stock appreciation rights as an acquisition and disposition of common stock. Contrary to this presentation, these derivative instruments were originally awarded as cash-only stock appreciation rights and accordingly were settled solely in cash. No actual shares of common stock were issued to or sold by the reporting person.
  4. The presentation requirements of Form 4 present the exercise of cash-only stock appreciation rights as an acquisition and disposition of common stock. Contrary to this presentation, the compensation committee of the issuer has determined that these derivative instruments could only be, and accordingly were, settled solely in cash. No actual shares of common stock were issued to or sold by the reporting person.
  5. These options became exercisable in cumulative annual increments of 1/3 of the total number of shares of common stock subject thereto, beginning on February 19, 2005, the first anniversary of the date of grant.
  6. These stock appreciation rights are settled solely in cash.
  7. These stock appreciation rights vested in three equal installments on May 29, 2011, May 29, 2012, and May 29, 2013, respectively.
  8. The stock appreciation rights vested in three equal installments on May 28, 2010, May 28, 2011 and May 28, 2012, respectively.