Filing Details
- Accession Number:
- 0001040593-13-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-27 18:12:27
- Reporting Period:
- 2013-12-24
- Filing Date:
- 2013-12-27
- Accepted Time:
- 2013-12-27 18:12:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040593 | Carrizo Oil & Gas Inc | CRZO | Crude Petroleum & Natural Gas (1311) | 760415919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257331 | F Paul Boling | 500 Dallas Street Suite 2300 Houston TX 77002 | Cfo, Vp, Secretary, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-24 | 14,250 | $6.98 | 111,850 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-24 | 34,250 | $43.46 | 77,600 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-24 | 8,969 | $17.28 | 86,569 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-24 | 8,969 | $43.43 | 77,600 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2013-12-24 | 25,285 | $20.22 | 102,885 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-24 | 25,285 | $43.43 | 77,600 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-12-24 | 14,250 | $0.00 | 14,250 | $6.98 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-12-24 | 8,969 | $0.00 | 8,969 | $17.28 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-12-24 | 25,285 | $0.00 | 25,285 | $20.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-19 | No | 4 | M | Direct | |
0 | 2017-05-29 | No | 4 | M | Direct | |
0 | 2016-06-03 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2013.
- The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $42.87 to $43.84, inclusive.
- The presentation requirements of Form 4 present the exercise of cash-only stock appreciation rights as an acquisition and disposition of common stock. Contrary to this presentation, these derivative instruments were originally awarded as cash-only stock appreciation rights and accordingly were settled solely in cash. No actual shares of common stock were issued to or sold by the reporting person.
- The presentation requirements of Form 4 present the exercise of cash-only stock appreciation rights as an acquisition and disposition of common stock. Contrary to this presentation, the compensation committee of the issuer has determined that these derivative instruments could only be, and accordingly were, settled solely in cash. No actual shares of common stock were issued to or sold by the reporting person.
- These options became exercisable in cumulative annual increments of 1/3 of the total number of shares of common stock subject thereto, beginning on February 19, 2005, the first anniversary of the date of grant.
- These stock appreciation rights are settled solely in cash.
- These stock appreciation rights vested in three equal installments on May 29, 2011, May 29, 2012, and May 29, 2013, respectively.
- The stock appreciation rights vested in three equal installments on May 28, 2010, May 28, 2011 and May 28, 2012, respectively.