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Filing Details

Accession Number:: 0001285617-13-000014
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-26 20:24:09
Reporting Period:: 2013-12-23

Filing Date:: 2013-12-26
Accepted Time:: 2013-12-26 20:24:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
936395	Ciena Corp	CIEN	Telephone & Telegraph Apparatus (3661)	232725311

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1285617	James Frodsham	C/O Ciena Corporation 1201 Winterson Road Linthicum, MD 21090	Sr. Vp, Chief Strategy Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-12-23	1,424	$22.22	187,833	No	4	S	Direct
Common Stock	Disposition	2013-12-23	1,508	$22.22	186,325	No	4	S	Direct
Common Stock	Disposition	2013-12-23	1,086	$22.22	185,239	No	4	S	Direct
Common Stock	Disposition	2013-12-23	991	$22.22	184,248	No	4	S	Direct
Common Stock	Disposition	2013-12-23	7,237	$22.22	177,011	No	4	S	Direct
Common Stock	Disposition	2013-12-23	2,239	$22.95	174,772	No	4	S	Direct
Common Stock	Disposition	2013-12-23	31,487	$22.90	143,285	No	4	S	Direct
Common Stock	Acquisiton	2013-12-23	12,723	$16.52	156,008	No	4	M	Direct
Common Stock	Disposition	2013-12-23	12,723	$22.91	143,285	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-12-23	12,723	$22.91	12,723	$16.52

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-11-01	2015-11-02	No	4	M	Direct

Footnotes

Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009.
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to performance stock unit (PSU) award agreement dated 12/18/2012. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2013.