Filing Details
- Accession Number:
- 0001444157-13-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-26 19:45:22
- Reporting Period:
- 2013-12-23
- Filing Date:
- 2013-12-26
- Accepted Time:
- 2013-12-26 19:45:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1444157 | M David Rothenstein | C/O Ciena Corporation 1201 Winterson Road Linthicum, MD 21090 | Sr. Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-23 | 1,114 | $22.22 | 266,004 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-23 | 885 | $22.22 | 265,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-23 | 775 | $22.22 | 264,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-23 | 325 | $22.22 | 264,019 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-23 | 3,629 | $22.22 | 260,390 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-23 | 7,201 | $22.22 | 253,189 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009.
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to performance stock unit (PSU) award agreement dated 12/18/2012. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2013.