Filing Details
- Accession Number:
- 0001181431-13-064570
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-26 17:33:32
- Reporting Period:
- 2013-12-23
- Filing Date:
- 2013-12-26
- Accepted Time:
- 2013-12-26 17:33:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1140310 | Zbb Energy Corp | ZBB | Electric Services (4911) | 391987014 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510594 | A Jeffrey Reichard | W353 N6318 Marina Drive Oconomowoc WI 53066 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-23 | 20,000 | $0.86 | 140,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-23 | 10,000 | $0.96 | 130,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-24 | 20,000 | $0.95 | 110,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-26 | 20,000 | $0.95 | 90,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,130 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.85 to $0.92, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents shares of common stock held by TE Holdings Group, LLC. Mr. Reichard owns 100% of TE Holdings Group, LLC.
- Reflects effect of one-for-five reverse stock split effected on October 31, 2013.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $0.956 to $0.9805, inclusive. The reporting person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
