Filing Details
- Accession Number:
- 0001181431-13-064562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-26 16:29:55
- Reporting Period:
- 2013-12-23
- Filing Date:
- 2013-12-26
- Accepted Time:
- 2013-12-26 16:29:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6845 | Apogee Enterprises Inc. | APOG | Glass Products, Made Of Purchased Glass (3231) | 410919654 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233873 | S James Porter | 4400 West 78Th Street Suite 520 Minneapolis MN 55435 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-28 | 150 | $0.00 | 115,009 | No | 4 | G | Direct | |
Common Stock | Disposition | 2013-07-16 | 70 | $0.00 | 114,939 | No | 4 | G | Direct | |
Common Stock | Disposition | 2013-07-16 | 70 | $0.00 | 114,869 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2013-12-23 | 5,101 | $14.10 | 119,970 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-23 | 3,482 | $36.40 | 116,488 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2013-12-23 | 19,378 | $15.77 | 135,866 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-23 | 13,689 | $36.40 | 122,177 | No | 4 | D | Direct | |
Common Stock | Disposition | 2013-12-26 | 200 | $35.87 | 0 | No | 4 | S | Indirect | By Daughter |
Common Stock | Disposition | 2013-12-26 | 150 | $35.87 | 0 | No | 4 | S | Indirect | By Son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Indirect | By Daughter |
No | 4 | S | Indirect | By Son |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2013-12-23 | 5,101 | $0.00 | 5,101 | $14.10 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-12-23 | 19,378 | $0.00 | 19,378 | $15.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-04-13 | No | 4 | M | Direct | |
0 | 2016-04-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,559 | Indirect | 401(k) Plan |
Footnotes
- Includes shares acquired under the ESPP as of 9/30/13 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
- Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 9/30/13 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
- Currently 100% exercisable.