Filing Details
- Accession Number:
- 0001444141-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-26 08:50:10
- Reporting Period:
- 2013-12-23
- Filing Date:
- 2013-12-26
- Accepted Time:
- 2013-12-26 08:50:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1309082 | Lucas Energy Inc. | LEI | Crude Petroleum & Natural Gas (1311) | 980417780 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444141 | J. William Dale | 12918 Park Forest Trail Cypress TX 77429 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-23 | 10,863 | $0.99 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Disposed shares were part of Mr. Dale's annual compensation package as the previous Chief Financial Officer, Treasurer and Secretary of the Issuer per his employment contract effective April 1, 2013. These shares were provided to Mr. Dale immediately upon entry of such agreement, net of applicable payroll taxes.
Billionaire Hedge Funds
