Filing Details
- Accession Number:
- 0001209191-13-058592
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-24 17:00:44
- Reporting Period:
- 2013-12-24
- Filing Date:
- 2013-12-24
- Accepted Time:
- 2013-12-24 17:00:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522682 | T Jessica Baron | C/O Hercules Technology Growth Capital, 400 Hamilton Ave., Suite 310 Palo Alto, CA 94301 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-24 | 16 | $16.83 | 116,853 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-24 | 3,276 | $16.81 | 113,577 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-24 | 1,524 | $16.80 | 112,053 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-24 | 200 | $16.85 | 111,853 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 24, 2013.