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Home > Insider Trading > Filing (0001002225-13-000121)

Filing Details

Accession Number:: 0001002225-13-000121
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-24 14:54:19
Reporting Period:: 2013-12-23

Filing Date:: 2013-12-24
Accepted Time:: 2013-12-24 14:54:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002225	Advent Software Inc	ADVS	Services-Computer Programming Services (7371)	942901952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1559426	Todd Gottula	600 Townsend Street San Francisco CA 94103	Evp & Cto, Global Solutn Dev	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-23	233	$17.91	34,478	No	4	M	Direct
Common Stock	Disposition	2013-12-23	120	$34.58	34,358	No	4	D	Direct
Common Stock	Disposition	2013-12-23	42	$34.58	34,316	No	4	F	Direct
Common Stock	Acquisiton	2013-12-23	246	$12.75	34,562	No	4	M	Direct
Common Stock	Disposition	2013-12-23	90	$34.58	34,472	No	4	D	Direct
Common Stock	Disposition	2013-12-23	58	$34.58	34,414	No	4	F	Direct
Common Stock	Acquisiton	2013-12-23	477	$17.80	34,891	No	4	M	Direct
Common Stock	Disposition	2013-12-23	245	$34.58	34,646	No	4	D	Direct
Common Stock	Disposition	2013-12-23	86	$34.58	34,560	No	4	F	Direct
Common Stock	Acquisiton	2013-12-23	234	$17.91	34,794	No	4	M	Direct
Common Stock	Disposition	2013-12-23	121	$34.58	34,673	No	4	D	Direct
Common Stock	Disposition	2013-12-23	42	$34.58	34,631	No	4	F	Direct
Common Stock	Acquisiton	2013-12-23	239	$12.75	34,870	No	4	M	Direct
Common Stock	Disposition	2013-12-23	88	$34.58	34,782	No	4	D	Direct
Common Stock	Disposition	2013-12-23	56	$34.58	34,726	No	4	F	Direct
Common Stock	Disposition	2013-12-24	476	$34.49	34,250	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2013-12-23	246	$0.00	246	$12.75
Common Stock	Stock Appreciation Rights	Disposition	2013-12-23	239	$0.00	239	$12.75
Common Stock	Stock Appreciation Rights	Disposition	2013-12-23	477	$0.00	477	$17.80
Common Stock	Stock Appreciation Rights	Disposition	2013-12-23	233	$0.00	233	$17.91
Common Stock	Stock Appreciation Rights	Disposition	2013-12-23	234	$0.00	234	$17.91

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,664	2011-05-14	2020-05-14	No	4	M	Direct
2,425	2011-05-14	2020-05-14	No	4	M	Direct
13,860	2013-05-14	2022-05-14	No	4	M	Direct
8,401	2012-05-13	2021-05-13	No	4	M	Direct
8,167	2012-05-13	2021-05-13	No	4	M	Direct

Footnotes

Transaction pursuant to 10b5-1 plan dated 30 August 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.