Filing Details
- Accession Number:
- 0001079973-13-000729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-24 13:43:07
- Reporting Period:
- 2013-11-26
- Filing Date:
- 2013-12-24
- Accepted Time:
- 2013-12-24 13:43:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1487197 | Barfresh Food Group Inc. | BRFH | Services-Motion Picture & Video Tape Production (7812) | 271994359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232118 | Lllp Partners Investment Lazarus | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No | |
| 1531960 | B Justin Borus | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No | |
| 1531964 | Lazarus Management Co Llc | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-26 | 1,000 | $0.43 | 6,246,705 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-11-29 | 2,500 | $0.49 | 6,249,205 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-12-02 | 1,500 | $0.53 | 6,250,705 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2013-12-20 | 833,333 | $500,000.00 | 833,333 | $0.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 833,333 | 2013-12-20 | 2018-12-20 | No | 4 | P | Direct |
Footnotes
- Not required to be reported earlier; purchase less than $10,000.
- In addition to these totals, Lazarus Management Company LLC, as investment advisor and general partner and Justin B. Borus, as managing member of Lazarus Management Company LLC hold an indirect interest in 3,000 shares of Common Stock that are held directly by Lazarus Macro Micro Partners LLLP. Lazarus Investment Partners LLLP holds no interest in these securities and Lazarus Management Company LLC and Justin B. Borus disclaim beneficial ownership except to the extent of their pecuniary interest therein.
- Warrants were acquired together with a promissory note in the principal amount of $500,000 for a total purchase price of $500,000.
Billionaire Hedge Funds
