Home > Insider Trading > Filing (0001179110-13-018492)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1292426	Gfi Group Inc.	GFIG	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	800006224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1361507	Daniel Ronald Levi	C/O Gfi Group Inc. 55 Water Street New York NY 10041	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-12-20	7,928	$2.97	716,755	No	4	M	Direct
Common Stock	Disposition	2013-12-20	7,928	$4.00	708,827	No	4	S	Direct
Common Stock	Acquisiton	2013-12-23	44,381	$2.97	753,208	No	4	M	Direct
Common Stock	Disposition	2013-12-23	44,381	$3.91	708,827	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to Purchase Common Stock	Disposition	2013-12-20	7,928	$2.97	7,928	$2.97
Common Stock	Options to Purchase Common Stock	Disposition	2013-12-23	44,381	$2.97	44,381	$2.97

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
202,600		2014-01-01	No	4	M	Direct
158,219		2014-01-01	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	79,070	79,070	Direct
Common Stock	Restricted Stock Units	$0.00	173,639	173,639	Direct
Common Stock	Restricted Stock Units	$0.00	192,308	192,308	Direct

Amount	Remaning Holdings	Nature of Ownership
79,070	79,070	Direct
173,639	173,639	Direct
192,308	192,308	Direct

Footnotes

Options are currently exercisable.
The Restricted Stock Units settle 1 for 1 upon vesting.
The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.85 to $3.98. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.