Filing Details
- Accession Number:
- 0001437749-13-016402
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-24 06:04:52
- Reporting Period:
- 2013-12-20
- Filing Date:
- 2013-12-24
- Accepted Time:
- 2013-12-24 06:04:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
790715 | Sigma Designs Inc | SIGM | Semiconductors & Related Devices (3674) | 942848099 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
903902 | Q Thinh Tran | C/O Sigma Designs, Inc. 1778 Mccarthy Blvd. Milpitas CA 95035 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-20 | 343,410 | $5.50 | 1,028,317 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-12-20 | 111,136 | $5.50 | 1,139,453 | No | 4 | P | Direct | |
Common Stock | Disposition | 2013-12-20 | 9,395 | $4.40 | 1,130,058 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-12-20 | 5,333 | $4.40 | 1,124,725 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Footnotes
- Payment of exercise tax liability by withholding securities incident to the vesting of stock.