Filing Details
- Accession Number:
- 0001437749-13-016401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-24 06:04:50
- Reporting Period:
- 2013-12-20
- Filing Date:
- 2013-12-24
- Accepted Time:
- 2013-12-24 06:04:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 790715 | Sigma Designs Inc | SIGM | Semiconductors & Related Devices (3674) | 942848099 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443284 | Eric Singer | C/O Sigma Designs, Inc. 1778 Mccarthy Blvd. Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-20 | 343,410 | $5.50 | 464,499 | No | 4 | S | Indirect | By Potomac Capital Management III, L.L.C. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Potomac Capital Management III, L.L.C. |
Footnotes
- Represents shares held directly or indirectly by Potomac Capital Management III, L.L.C. and certain of its affiliates ("Potomac Capital III"). Mr. Singer, by virtue of his position as managing member of Potomac Capital III, may be deemed to beneficially own the shares beneficially owned by Potmoca Capital III for purposes of Section 16. Mr. Singer disclaims beneficial onwership of such shares except to the extent of his pecuniary interest therein.
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