Filing Details
- Accession Number:
- 0001209191-13-058499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-23 19:31:05
- Reporting Period:
- 2013-12-19
- Filing Date:
- 2013-12-23
- Accepted Time:
- 2013-12-23 19:31:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504597 | Bosco Shin-Shing Chiu | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-19 | 1,120 | $19.48 | 7,297 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-19 | 593 | $79.58 | 6,704 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-12-20 | 527 | $79.99 | 6,177 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-20 | 3,200 | $21.57 | 9,377 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-20 | 1,738 | $80.61 | 7,639 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-12-23 | 1,462 | $81.10 | 6,177 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2013-12-19 | 1,120 | $0.00 | 1,120 | $19.48 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-12-20 | 3,200 | $0.00 | 3,200 | $21.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-11-30 | No | 4 | M | Direct | |
| 0 | 2018-02-28 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2013.
- This award of stock appreciation rights was fully vested as of November 30, 2009.
- This award of stock appreciation rights was fully vested as of February 28, 2011.
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