Filing Details
- Accession Number:
- 0001209191-13-058490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-23 19:27:34
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2013-12-23
- Accepted Time:
- 2013-12-23 19:27:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221852 | R Alex Lieblong | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-12-12 | 2,492 | $16.60 | 388,488 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-23 | 1,069 | $3.08 | 390,223 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-23 | 712 | $3.50 | 390,935 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-23 | 712 | $3.92 | 391,647 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-23 | 712 | $4.21 | 392,359 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-12-23 | 1,069 | $0.00 | 1,069 | $3.08 |
| Common Stock | Stock Option | Disposition | 2013-12-23 | 712 | $0.00 | 712 | $3.50 |
| Common Stock | Stock Option | Disposition | 2013-12-23 | 712 | $0.00 | 712 | $3.92 |
| Common Stock | Stock Option | Disposition | 2013-12-23 | 712 | $0.00 | 712 | $4.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,069 | No | 4 | M | Direct | ||
| 1,425 | No | 4 | M | Direct | ||
| 2,138 | No | 4 | M | Direct | ||
| 2,851 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Restricted | 2,666 | Direct | |
| Common Stock | 714,730 | Indirect | By Key Colony Fund (hedge fund managing partner) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $8.60 | 2018-01-09 | 2,376 | 2,376 | Direct | |
| Common Stock | Stock Option | $4.92 | 3,564 | 3,564 | Direct | ||
| Common Stock | Stock Option | $5.33 | 3,564 | 3,564 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-01-09 | 2,376 | 2,376 | Direct |
| 3,564 | 3,564 | Direct | |
| 3,564 | 3,564 | Direct |
Footnotes
- The option is exercisable in five equal annual installments and became exercisable on January 10, 2009.
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2000. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2000 and expires on December 31, 2010.
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2001. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and expires on December 31, 2011.
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2002. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and expires on December 31, 2012.
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2003. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and expires on December 31, 2013.
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2004. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
- The option is exercisable in five equal annual installments. The first installment became exercisable on December 31, 2005. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
- Restricted Stock granted on April 21, 2011 will vest in 33 1/3% installments over three years each April 21st.
- Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
- The reporting person had 666 shares vest since the last filing.
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