Filing Details
- Accession Number:
- 0001209191-13-058482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-23 18:52:51
- Reporting Period:
- 2013-12-20
- Filing Date:
- 2013-12-23
- Accepted Time:
- 2013-12-23 18:52:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216543 | D Paul Arling | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-20 | 4,000 | $16.25 | 139,161 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-20 | 4,000 | $38.16 | 135,161 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-23 | 7,588 | $16.25 | 142,749 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-23 | 7,588 | $38.53 | 135,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-12-20 | 4,000 | $16.25 | 4,000 | $16.25 |
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-12-23 | 7,588 | $16.25 | 7,588 | $16.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 238,700 | 2010-09-10 | 2019-03-10 | No | 4 | M | Direct |
| 231,112 | 2010-12-10 | 2019-03-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | By Spouse |
Footnotes
- This is the weighted average of the price traded. The high was $38.20 and the low was $38.15.
- This is the weighted average of the price traded. The high was $39.00 and the low was $38.20.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Billionaire Hedge Funds
