Filing Details
- Accession Number:
- 0001209191-13-058391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-23 14:57:44
- Reporting Period:
- 2013-12-20
- Filing Date:
- 2013-12-23
- Accepted Time:
- 2013-12-23 14:57:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350868 | Iteris Inc. | ITI | Communications Equipment, Nec (3669) | 952588496 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 949119 | Iii I Lloyd Miller | 222 Lakeview Avenue Suite 160-365 West Palm Beach FL 33401 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-20 | 1,000 | $2.25 | 0 | No | 4 | S | Indirect | By Trust A-3 - Lloyd I. Miller |
| Common Stock | Disposition | 2013-12-20 | 1,974 | $2.25 | 1,509,403 | No | 4 | S | Indirect | By Milfam II L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust A-3 - Lloyd I. Miller |
| No | 4 | S | Indirect | By Milfam II L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 32,190 | Indirect | By LIMFAM LLC |
| Common Stock | 100,000 | Indirect | By Trust A-2 - Lloyd I. Miller |
| Common Stock | 539,295 | Indirect | By Milfam I L.P. |
| Common Stock | 2,697,348 | Indirect | By Trust A-4 - Lloyd I. Miller |
| Common Stock | 57,720 | Indirect | By Trust D - Lloyd I. Miller |
| Common Stock | 328,314 | Indirect | By Trust C - Lloyd I. Miller |
| Common Stock | 25,443 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- As a result of liquidating distributions to other members of the LLC, the Reporting Person is now reporting 32,190 shares of Iteris, Inc. ("Iteris") held in Milfam NG LLC instead of 64,380 shares of Iteris held by Milfam NG LLC as reported in prior filings. There has been no change in the Reporting Person's pecuniary interest in the shares of Iteris referenced herein.
- Milfam NG LLC changed its legal entity name to LIMFAM LLC.
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