Filing Details
- Accession Number:
- 0001268355-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-23 13:47:26
- Reporting Period:
- 2013-12-20
- Filing Date:
- 2013-12-23
- Accepted Time:
- 2013-12-23 13:47:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17843 | Carpenter Technology Corp | CRS | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 230458500 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268355 | N Peter Stephans | Carpenter Technology Corporation Po Box 14662 Reading PA 19612-4662 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-10 | 7,096 | $0.00 | 7,096 | No | 5 | J | Indirect | Trustee of Charitable Foundation |
Common Stock | Disposition | 2013-12-20 | 7,096 | $59.59 | 0 | No | 4 | S | Indirect | Trustee of Charitable Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Indirect | Trustee of Charitable Foundation |
No | 4 | S | Indirect | Trustee of Charitable Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 52,086 | Direct | |
Common Stock | 38,296 | Indirect | By spouse in trust |
Common Stock | 10,005 | Indirect | Spouse of trustee |
Common Stock | 10,005 | Indirect | Spouse of trustee |
Footnotes
- This transaction involved a gift of securities by Ada Rossin to the Rossin Foundation, of which the reporting person is a trustee. The reporting person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the reportring person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- Disposition of shares from a charitable foundation, of which the reporting person is a trustee.
- These shares are held in the Peter N. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
- These shares are held in the Joan R. Stephans Revocable Trust, dated March 15, 2004, Peter N. Stephans and Joan R. Stephans, Trustees
- These shares are held in the Irrevocable Deed of Trust of Peter C. Rossin and Ada E. Rossin, dated July 12, 1989, Ada E. Rossin and Joan Elizabeth Rossin Stephans, Trustees, for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16, or for any other purpose.