Filing Details

Accession Number:
0001209191-10-036944
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-02 13:00:00
Reporting Period:
2010-06-30
Filing Date:
2010-07-02
Accepted Time:
2010-07-02 14:44:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1061027 Sunesis Pharmaceuticals Inc SNSS Pharmaceutical Preparations (2834) 943295878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198321 Farah Champsi One Embarcadero Center
Suite 4050
San Francisco CA 94132
No No No Yes
1198323 Jean Deleage One Embarcadero Center
37Th Floor
San Francisco CA 94111
No No No Yes
1198332 Edward Penhoet One Embarcadero Center, Suite 3700
San Francisco CA 94111
No No No Yes
1257444 Alta Biopharma Partners Iii Lp One Embarcadero Center, Suite 3700
San Francisco CA 94111
No No No Yes
1280234 Alta Biopharma Management Iii Llc One Embarcadero Center, Suite 3700
San Francisco CA 94111
No No No Yes
1280238 Alta Embarcadero Biopharma Partners Iii Llc One Embarcadero Center, Suite 3700
San Francisco CA 94111
No No No Yes
1280265 Alta Biopharma Partners Iii Gmbh & Co Beteiligungs Kg One Embarcadero Center, Suite 3700
San Francisco CA 94111
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-06-30 10,910,596 $0.28 10,910,596 No 4 P Direct
Common Stock Acquisiton 2010-06-30 732,745 $0.28 732,745 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-06-30 268,883 $0.28 268,883 No 4 P Indirect See Footnote
Common Stock Acquisiton 2010-06-30 4,577,280 $0.00 15,487,876 No 4 C Direct
Common Stock Acquisiton 2010-06-30 307,390 $0.00 1,040,135 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-06-30 112,800 $0.00 381,683 No 4 C Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 C Direct
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2010-06-30 457,728 $0.00 4,577,280 $0.00
Common Stock Series A Preferred Stock Disposition 2010-06-30 30,739 $0.00 307,390 $0.00
Common Stock Series A Preferred Stock Disposition 2010-06-30 11,280 $0.00 112,800 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Alta BioPharma Management III, LLC ("ABMIII") is the general partner of Alta BioPharma Partners III, L.P. ("ABPIII") and the managing limited partner of Alta BioPharma Partners III GmbH & Co. Beteiligungs KG ("ABPIIIKG"). Jean Deleage, Farah Champsi, Edward Penhoet, and Edward Hurwitz are directors of ABMIII and managers of Alta Embarcadero BioPharma Partners III, LLC ("AEBPIII" and, along with ABMIII and ABPIIIKG, the "Funds") exercise shared voting and investment power with respect to the securities held by the funds. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuinary interest herein.
  2. These securities are held by ABPIIIKG.
  3. These securities are held by AEBPIII.
  4. The Series A Preferred Stock automatically converted into common stock in accordance with the terms of the applicable Certificate of Designation of the Issuer on a 1-for-10 basis and had no expiration date.