Filing Details
- Accession Number:
- 0001209191-10-036944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-02 13:00:00
- Reporting Period:
- 2010-06-30
- Filing Date:
- 2010-07-02
- Accepted Time:
- 2010-07-02 14:44:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198321 | Farah Champsi | One Embarcadero Center Suite 4050 San Francisco CA 94132 | No | No | No | Yes | |
1198323 | Jean Deleage | One Embarcadero Center 37Th Floor San Francisco CA 94111 | No | No | No | Yes | |
1198332 | Edward Penhoet | One Embarcadero Center, Suite 3700 San Francisco CA 94111 | No | No | No | Yes | |
1257444 | Alta Biopharma Partners Iii Lp | One Embarcadero Center, Suite 3700 San Francisco CA 94111 | No | No | No | Yes | |
1280234 | Alta Biopharma Management Iii Llc | One Embarcadero Center, Suite 3700 San Francisco CA 94111 | No | No | No | Yes | |
1280238 | Alta Embarcadero Biopharma Partners Iii Llc | One Embarcadero Center, Suite 3700 San Francisco CA 94111 | No | No | No | Yes | |
1280265 | Alta Biopharma Partners Iii Gmbh & Co Beteiligungs Kg | One Embarcadero Center, Suite 3700 San Francisco CA 94111 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-30 | 10,910,596 | $0.28 | 10,910,596 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-06-30 | 732,745 | $0.28 | 732,745 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-30 | 268,883 | $0.28 | 268,883 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-30 | 4,577,280 | $0.00 | 15,487,876 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2010-06-30 | 307,390 | $0.00 | 1,040,135 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-06-30 | 112,800 | $0.00 | 381,683 | No | 4 | C | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2010-06-30 | 457,728 | $0.00 | 4,577,280 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2010-06-30 | 30,739 | $0.00 | 307,390 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2010-06-30 | 11,280 | $0.00 | 112,800 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Alta BioPharma Management III, LLC ("ABMIII") is the general partner of Alta BioPharma Partners III, L.P. ("ABPIII") and the managing limited partner of Alta BioPharma Partners III GmbH & Co. Beteiligungs KG ("ABPIIIKG"). Jean Deleage, Farah Champsi, Edward Penhoet, and Edward Hurwitz are directors of ABMIII and managers of Alta Embarcadero BioPharma Partners III, LLC ("AEBPIII" and, along with ABMIII and ABPIIIKG, the "Funds") exercise shared voting and investment power with respect to the securities held by the funds. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuinary interest herein.
- These securities are held by ABPIIIKG.
- These securities are held by AEBPIII.
- The Series A Preferred Stock automatically converted into common stock in accordance with the terms of the applicable Certificate of Designation of the Issuer on a 1-for-10 basis and had no expiration date.