Filing Details
- Accession Number:
- 0001181431-10-035797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-02 13:00:00
- Reporting Period:
- 2010-06-30
- Filing Date:
- 2010-07-02
- Accepted Time:
- 2010-07-02 12:57:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1005544 | Iii W Charles Newhall | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1005550 | Richard C Kramlich | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1005561 | J Peter Barris | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1062466 | W Mark Perry | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1219855 | James M Barrett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1237289 | D Scott Sandell | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1383389 | Nea 12 Gp, Llc | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1383390 | Nea Partners 12, Limited Partnership | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1383391 | New Enterprise Associates 12, Limited Partnership | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No | |
1448784 | Growth Equity Opportunities Fund, Llc | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-30 | 23,824,451 | $0.28 | 23,824,451 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-06-30 | 9,994,990 | $0.00 | 33,819,441 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2010-06-30 | 999,499 | $0.00 | 9,994,990 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- The securities are directly held by Growth Equity Opportunities Fund, LLC ("GEO") and indirectly held by New Enterprise Associates 12, Limited Partnership ("NEA 12"), the sole member of GEO, NEA Partners 12, Limited Partnership ("NEA Partners 12"), the sole general partner of NEA 12, NEA 12 GP, LLC ("NEA 12 GP"), the sole general partner of NEA Partners 12, and the individual managers of NEA 12 GP (NEA 12, NEA Partners 12, NEA 12 GP and the individual managers of NEA 12 GP, together, the "Indirect Reporting Persons").
- The individual managers of NEA 12 GP are M. James Barrett, Peter J. Barris, Forest Baskett, Ryan D. Drant, Patrick J. Kerins, C. Richard Kramlich, Krishna "Kittu" Kolluri, Charles W. Newhall, III, Mark W. Perry and Scott D. Sandell. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended (the "1934 Act"), or otherwise of the securities of the issuer held by GEO, except to the extent of such Indirect Reporting Person's pecuniary interest therein, if any.
- Each one (1) share of Series A Preferred Stock was converted into ten (10) shares of Common Stock upon the issuer's common equity closing (as defined in the applicable Certificate of Designation). The Series A Perferred Stock had no expiration date.