Filing Details
- Accession Number:
- 0001140361-10-028523
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-07-06 13:00:00
- Reporting Period:
- 2010-06-25
- Filing Date:
- 2010-07-06
- Accepted Time:
- 2010-07-06 17:53:10
- Original Submission Date:
- 2010-07-01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
55805 | North American Galvanizing & Coatings Inc | NGA | Coating, Engraving & Allied Services (3470) | 710268502 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494790 | Arbor-Crowley, Inc. | One Museum Place, Suite 500 3100 West 7Th Street Fort Worth TX 76107 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-25 | 167,999 | $7.50 | 14,112,891 | No | 4 | P | Indirect | CORPORATE STRUCTURE |
Common Stock | Acquisiton | 2010-06-25 | 982,605 | $7.50 | 14,112,891 | No | 4 | X | Indirect | CORPORATE STRUCTURE |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | CORPORATE STRUCTURE |
No | 4 | X | Indirect | CORPORATE STRUCTURE |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2010-06-25 | 1 | $0.00 | 982,605 | $7.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-06-14 | 2010-06-30 | No | 4 | X | Indirect |
Footnotes
- These shares were purchased through private transactions with individuals that held shares of common stock that constituted restricted shares that vested on June 14, 2010.
- These shares were purchased and are owned directly by Big Kettle Merger Sub, Inc., which is a wholly owned subsidiary of Arbor-Crowley, Inc., which is a wholly owned subsidiary of AZZ incorporated. Arbor-Crowley, Inc. and AZZ incorporated are indirect beneficial owners of the reported shares.
- These shares include 326,829 shares of common stock that constituted restricted shares that vested on June 14, 2010 and 655,776 shares of common stock that were held in trust under the North American Galvanizing & Coatings, Inc. Director Stock Unit Program until June 14, 2010, in each case which Big Kettle Merger Sub, Inc. exercised its option to purchase pursuant to the Stockholders Agreement, dated as of March 31, 2010, by and among AZZ incorporated, Big Kettle Merger Sub, Inc. and certain stockholders of North American Galvanizing & Coatings, Inc.
- This report is filed to correct boxes 4 and 5 on Table 1, box 7 on Table 2 and information contained in footnote 3.
- The option to purchase these shares was held, and the shares acquired upon exercise of the option are beneficially owned, directly by Big Kettle Merger Sub, Inc., which is a wholly owned subsidiary of Arbor-Crowley, Inc., which is a wholly owned subsidiary of AZZ incorporated. Arbor-Crowley, Inc. and AZZ incorporated are indirect beneficial owners of the reported shares.