Filing Details
- Accession Number:
- 0001209191-10-040666
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-03 13:00:00
- Reporting Period:
- 2010-07-21
- Filing Date:
- 2010-08-03
- Accepted Time:
- 2010-08-03 14:11:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1109242 | Hanmi Financial Corp | HAFC | National Commercial Banks (6021) | 954788120 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301726 | Brian Cho | 3660 Wilshire Blvd. Ph-A Los Angeles CA 90010 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-21 | 20,000 | $1.20 | 40,000 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2010-07-26 | 30,000 | $1.20 | 70,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Subscription Rights | Disposition | 2010-07-21 | 20,000 | $0.00 | 20,000 | $1.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-06-11 | 2010-07-06 | No | 4 | X | Direct |
Billionaire Hedge Funds
