Filing Details
- Accession Number:
- 0001181431-10-036554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-06 13:00:00
- Reporting Period:
- 2010-07-01
- Filing Date:
- 2010-07-06
- Accepted Time:
- 2010-07-06 18:04:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403256 | Och-Ziff Capital Management Group Llc | OZM | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418267 | L Michael Cohen | C/O Och-Ziff Capital Management Group Llc, 9 West 57Th Street New York NY 10019 | Executive Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Disposition | 2010-07-01 | 18,000 | $11.98 | 18,000 | No | 4 | P | Direct | |
Class A Shares | Disposition | 2010-07-02 | 100 | $11.95 | 18,100 | No | 4 | P | Direct | |
Class A Shares | Disposition | 2010-07-06 | 10,800 | $11.95 | 28,900 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- All purchases listed on this Form 4 were made by the Reporting Person pursuant to a plan adopted on February 23, 2010, which is intended to comply to with Rule 10b5-1(c).
- The Class A Shares were purchased at prices ranging from $11.83 to $12.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.
- The Class A Shares were purchased at prices ranging from $11.85 to $12.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares purchased at each separate price.