Filing Details
- Accession Number:
- 0001197453-10-000143
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-07-06 13:00:00
- Reporting Period:
- 2010-06-01
- Filing Date:
- 2010-07-06
- Accepted Time:
- 2010-07-06 17:55:39
- Original Submission Date:
- 2010-06-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1101302 | Entegris Inc | ENTG | Plastics Products, Nec (3089) | 411941551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1321965 | B John Goodman | 6686 Pointe Lake Lucy Chanhassen MN 55317 | Sr V.p. - Tech. & Innovation | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-01 | 5,000 | $1.13 | 214,834 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-06-01 | 5,000 | $5.29 | 209,834 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-06-01 | 5,000 | $0.00 | 5,000 | $1.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
55,000 | 2016-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,961 | Indirect | By 401(k) Plan |
Common Stock | 40,000 | Indirect | By spouse |
Common Stock | 5,389 | Indirect | Held in trust for child |
Common Stock | 5,389 | Indirect | Held in trust for child |
Footnotes
- This amendment is to correct the nature of the transaction previously reported from an open market sale to a stock option exercise and sale, which was due to communication errors, by adding a line to both Table I and Table II to show the stock option exercise and to correct Table I, Box 5 of each of the lines previously reported to correct the calculation totals.
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on November 16, 2009.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Securities & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $5.21 to $5.32, inclusive. The reporting person undertakes to provide Entegris, Inc. any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- This option is exercisable in three equal annual installments. The first installment became exercisable on 2/19/2010, the second installment becomes exercisable on 2/19/2011 and the last installment becomes exercisable on 2/19/2012.
- These options were awarded pursuant to a stock option plan that provides for the award of options in consideration of services as an employee.