Filing Details
- Accession Number:
- 0001002225-10-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-02 13:00:00
- Reporting Period:
- 2010-05-28
- Filing Date:
- 2010-08-02
- Accepted Time:
- 2010-08-02 15:38:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195461 | Lily Chang | 600 Townsend Street San Francisco CA 94103 | Evp & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-28 | 488 | $32.78 | 7,666 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2010-07-29 | 1,282 | $39.13 | 8,948 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-29 | 1,282 | $52.00 | 7,666 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-07-29 | 2,493 | $18.25 | 250,833 | No | 4 | M | Indirect | U/A/D Trust 8/21/00 |
| Common Stock | Acquisiton | 2010-07-30 | 840 | $18.25 | 251,673 | No | 4 | M | Indirect | U/A/D Trust 8/21/00 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | U/A/D Trust 8/21/00 |
| No | 4 | M | Indirect | U/A/D Trust 8/21/00 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-07-29 | 2,493 | $0.00 | 2,493 | $18.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-07-30 | 840 | $0.00 | 840 | $18.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-07-29 | 1,282 | $52.00 | 1,282 | $39.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
| 0 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
| 68,608 | 2002-03-01 | 2011-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,250 | Indirect | by CRT Trust |
Footnotes
- Shares acquired through the 2005 Employee Stock Purchase Plan on 5/28/2010
- Options expiring March 1, 2011
- Option exercise, no open market activity.
- 25% of the Shares subject to the Option shall vest twelve months after the Vesting Commencement Date, and 1/48th of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
Billionaire Hedge Funds
