Filing Details
- Accession Number:
- 0000873303-10-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-02 13:00:00
- Reporting Period:
- 2010-07-30
- Filing Date:
- 2010-08-02
- Accepted Time:
- 2010-08-02 19:28:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 873303 | Avi Biopharma Inc | AVII | Pharmaceutical Preparations (2834) | 930797222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321265 | Leslie Hudson | 3450 Monte Villa Parkway, Suite 101 Bothell WA 98021 | Former Ceo | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-30 | 183,486 | $1.09 | 568,045 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-30 | 50,000 | $1.93 | 518,045 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-30 | 18,486 | $1.94 | 499,559 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-30 | 89,018 | $1.93 | 410,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-07-30 | 25,982 | $1.92 | 384,559 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-07-30 | 183,486 | $0.00 | 183,486 | $1.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
Footnotes
- The Company originally granted a total of 366,972 options to vest 25% annually over 4 years. On 4/20/2010, the Company accelerated all 183,486 unvested shares.
- This transaction is a part of a Same Day Sale Transaction. The optionholder exercised his options and sold the shares on the same day.
Billionaire Hedge Funds
