Filing Details
- Accession Number:
- 0001181431-10-040460
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-05 13:00:00
- Reporting Period:
- 2010-08-04
- Filing Date:
- 2010-08-05
- Accepted Time:
- 2010-08-05 12:36:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
903129 | Amerigon Inc | ARGN | Motor Vehicle Parts & Accessories (3714) | 954318554 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182627 | Iii B Oscar Marx | 33 Smithcliffs Road Laguna Beach CA 92651 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-04 | 7,000 | $2.25 | 730,262 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 500 | $1.94 | 730,762 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-04 | 7,500 | $10.12 | 723,262 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | Disposition | 2010-08-04 | 7,000 | $0.00 | 7,000 | $2.25 |
Common Stock | Option to Purchase Common Stock | Disposition | 2010-08-04 | 500 | $0.00 | 500 | $1.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-01-30 | 2013-01-30 | No | 4 | M | Direct |
500 | 2003-02-28 | 2013-02-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $10.10 to $10.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 87,500 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).