Filing Details
- Accession Number:
- 0001002225-10-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 11:06:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220864 | P James Roemer | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-02 | 8,500 | $17.16 | 26,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-02 | 8,500 | $51.60 | 18,300 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-02 | 6,000 | $20.00 | 24,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-02 | 6,000 | $51.60 | 18,300 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-08-02 | 8,500 | $51.60 | 8,500 | $17.16 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-08-02 | 6,000 | $51.60 | 6,000 | $20.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-03-23 | 2014-03-23 | No | 4 | M | Direct |
0 | 2005-12-01 | 2014-12-01 | No | 4 | M | Direct |