Filing Details
- Accession Number:
- 0001181431-10-040352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 17:27:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188832 | D Jeffrey Pinneo | Horizon Air Industries Inc 19521 International Blvd Seattle WA 98188 | Former Pres & Ceo, Horizon Air | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-02 | 2,700 | $25.20 | 2,700 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-02 | 12,000 | $18.76 | 14,700 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-02 | 14,700 | $52.15 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-02 | 2,700 | $0.00 | 2,700 | $25.20 |
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-08-02 | 12,000 | $0.00 | 12,000 | $18.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-11-12 | 2011-11-12 | No | 4 | M | Direct |
| 0 | 2004-02-11 | 2013-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,400 | Direct | |
| Common Stock | 3,571 | Indirect | ESOP TRUST |
| Common Stock | 7,932 | Direct |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; NO LONGER SUBJECT TO FORFEITURE BUT UNVESTED.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2009.
- OPTIONS VESTED IN FOUR EQUAL ANNUAL INSTALLMENTS ON 11/12/2002, 11/12/2003, 11/12/2004 AND 11/12/2005.
- OPTIONS VESTED IN FOUR EQUAL ANNUAL INSTALLMENTS ON 02/11/2004, 02/11/2005, 02/11/2006 AND 02/11/2007.
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