Filing Details
- Accession Number:
- 0001209191-10-041235
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 19:36:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191010 | W John Allison | P.o. Box 966 Conway AR 72033 | Chairman | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-02 | 171,400 | $24.62 | 2,270,806 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-03 | 8,600 | $24.60 | 2,262,206 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,068 | Indirect | By IRA |
Common Stock | 213,840 | Indirect | By wife |
Common Stock | 109,223 | Indirect | By wife as custodian for son |
Common Stock - Restricted | 4,400 | Direct | |
Common Stock | 16,832 | Indirect | By Capital Buyers |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Option | $11.09 | 2010-01-01 | 2016-03-13 | 44,478 | 44,478 | Direct |
Common Stock | Stock Option | $5.17 | 1,080 | 1,080 | Direct | ||
Common Stock | Stock Option | $6.17 | 7,128 | 7,128 | Direct | ||
Common Stock | Stock Option | $7.01 | 1,782 | 1,782 | Direct | ||
Common Stock | Stock Option | $7.85 | 1,782 | 1,782 | Direct | ||
Common Stock | Stock Option | $8.42 | 1,782 | 1,782 | Direct | ||
Common Stock | Stock Option | $9.83 | 1,782 | 1,782 | Direct | ||
Common Stock | Stock Option | $10.66 | 1,782 | 1,782 | Direct | ||
Common Stock | Stock Option | $10.66 | 2005-07-27 | 2015-07-27 | 89,100 | 89,100 | Direct |
Common Stock | Stock Option | $9.55 | 10,078 | 10,078 | Direct | ||
Common Stock | Stock Option | $20.33 | 2017-01-18 | 23,760 | 23,760 | Direct | |
Common Stock | Stock Option | $17.07 | 2018-01-17 | 17,820 | 17,820 | Direct | |
Common Stock | Stock Option | $17.21 | 2018-01-09 | 2,376 | 2,376 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-13 | 44,478 | 44,478 | Direct |
1,080 | 1,080 | Direct | |
7,128 | 7,128 | Direct | |
1,782 | 1,782 | Direct | |
1,782 | 1,782 | Direct | |
1,782 | 1,782 | Direct | |
1,782 | 1,782 | Direct | |
1,782 | 1,782 | Direct | |
2015-07-27 | 89,100 | 89,100 | Direct |
10,078 | 10,078 | Direct | |
2017-01-18 | 23,760 | 23,760 | Direct |
2018-01-17 | 17,820 | 17,820 | Direct |
2018-01-09 | 2,376 | 2,376 | Direct |
Footnotes
- The option became exercisable in five equal annual installments beginning on January 18, 2009.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2000 and expires on December 31, 2010.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2001 and expires on December 31, 2011.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2002 and expires on December 31, 2012.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2003 and expires on December 31, 2013.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2004 and expires on December 31, 2014.
- The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
- 1,440 options have an expiration date of December 31, 2013 and 1,728 options have an expiration date of December 31, 2014. The remaining 6910 options vested on January 1, 2005 with an expiration date of January 1, 2015.
- The option became exercisable in two equal annual installments beginning on January 19, 2008.
- 919 options have an expiration date of 3/31/2011. The remaining 161 options have an expiration date of 3/20/2012.
- The option became exercisable in five equal annual installments beginning on January 10, 2009.
- Restricted Stock granted on January 22, 2010 will vest in 33 1/3% installments over three years each January 22nd.
- The reporting person received shares a a result of the Company declaring a 10% stock dividend to shareholders of record as of May 14, 2010 and made payable on June 4, 2010.
- The exercise price decreased as a result of the Company declaring a 10% stock dividend to shareholders of record as of May 14, 2010 and made payable on June 4, 2010.