Filing Details
- Accession Number:
- 0001112679-10-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-02 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-02
- Accepted Time:
- 2010-08-02 20:39:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358153 | Tom Carson | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Ww Sales And Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-02 | 1,042 | $15.73 | 16,229 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-02 | 1,042 | $43.60 | 15,187 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-02 | 1,687 | $43.60 | 13,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-08-02 | 1,042 | $0.00 | 1,042 | $15.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 32,292 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Carson's 10b5-1 plan dated August 27, 2009.
- Includes 1,687 shares purchased on 7/30/10 pursuant to the company's Employee Stock Purchase Plan (ESPP).
- Shares sold on the Open Market are reported as an average sell price per share of $43.60; breakdown of shares sold and per share sale prices are as follows: 900 at $43.47; 200 at $43.50; 300 at $43.51; 400 at $43.68; 200 at $43.69; 400 at $43.70; 229 at $43.78 and 100 at $43.86.
- Represents 1,687 shares purchased on 7/30/10, which were sold pursuant to Mr. Carson's 10b5-1 plan dated September 2, 2008.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
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