Filing Details
- Accession Number:
- 0001209191-10-043031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-17 13:00:00
- Reporting Period:
- 2010-08-15
- Filing Date:
- 2010-08-17
- Accepted Time:
- 2010-08-17 19:51:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399157 | Nimrod Ben-Natan | 4300 North First Street San Jose CA 95134 | Vp, Solutions & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-15 | 4,375 | $0.00 | 36,304 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-08-15 | 1,604 | $6.11 | 34,700 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-08-17 | 2,100 | $6.14 | 32,600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
- Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
- Per 10b5-1 Plan dated November 23, 2009.
- Includes 21,875 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Ben-Natan on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.