Filing Details
- Accession Number:
- 0001181078-10-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-10 13:00:00
- Reporting Period:
- 2010-08-06
- Filing Date:
- 2010-08-10
- Accepted Time:
- 2010-08-10 15:09:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181078 | Ira Wagner | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Pres., European Priv Fin | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-06 | 24,595 | $2.15 | 413,953 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-06 | 24,595 | $5.49 | 413,953 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-06 | 24,595 | $2.51 | 413,953 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-06 | 24,595 | $5.50 | 413,953 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-06 | 18,932 | $2.71 | 413,953 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-06 | 18,932 | $5.52 | 413,953 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-06 | 18,566 | $3.10 | 413,953 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-06 | 18,566 | $5.56 | 413,953 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2010-08-06 | 24,595 | $0.00 | 24,595 | $2.15 |
Common Stock | Common Stock Options | Disposition | 2010-08-06 | 24,595 | $0.00 | 18,932 | $2.51 |
Common Stock | Common Stock Options | Disposition | 2010-08-06 | 18,932 | $0.00 | 24,595 | $2.71 |
Common Stock | Common Stock Options | Disposition | 2010-08-06 | 18,566 | $0.00 | 18,566 | $3.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
49,191 | 2010-04-24 | 2019-04-24 | No | 4 | M | Direct |
49,191 | 2010-05-26 | 2019-05-26 | No | 4 | M | Direct |
37,866 | 2010-06-24 | 2019-06-24 | No | 4 | M | Direct |
37,130 | 2010-07-23 | 2019-07-23 | No | 4 | M | Direct |
Footnotes
- Original grant was exercisable in three equal parts, with the first part exercisable on the indicated date and the remaining four parts exercisable, respectively, on the two anniversaries of such date.
- Price reflects weighted average sales price; actual sale prices ranged from $5.455 to $5.544. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- Price reflects weighted average sales price; actual sale prices ranged from $5.49 to $5.51. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- Price reflects weighted average sales price; actual sale prices ranged from $5.52 to $5.53. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- Price reflects weighted average sales price; actual sale prices ranged from $5.531 to $5.585. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 56,798 shares of common stock with an exercise price of $2.79 held by the reporting person on August 13, 2009 became exercisable for 73,786 shares of common stock with an exercise price of $2.15.
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 56,798 shares of common stock with an exercise price of $3.26 held by the reporting person on August 13, 2009 became exercisable for 73,786 shares of common stock with an exercise price of $2.51.