Filing Details
- Accession Number:
- 0001137411-10-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-02
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 17:40:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185802 | R Donald Beall | 5 San Joaquin Plaza, Suite 320 Newport Beach CA 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-02 | 25,000 | $22.35 | 193,901 | No | 4 | M | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 100 | $58.30 | 193,801 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 200 | $58.31 | 193,601 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 400 | $58.32 | 193,201 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 1,100 | $58.33 | 192,101 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 1,500 | $58.34 | 190,601 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 1,100 | $58.35 | 189,501 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 1,700 | $58.36 | 187,801 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 100 | $58.37 | 187,701 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 400 | $58.38 | 187,301 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 1,000 | $58.39 | 186,301 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 2,800 | $58.40 | 183,501 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 2,000 | $58.41 | 181,501 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 3,500 | $58.42 | 178,001 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 2,700 | $58.43 | 175,301 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 1,700 | $58.44 | 173,601 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 1,600 | $58.45 | 172,001 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 600 | $58.46 | 171,401 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 400 | $58.47 | 171,001 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 1,400 | $58.48 | 169,601 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-02 | 700 | $58.49 | 168,901 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Acquisiton | 2010-08-03 | 25,000 | $22.35 | 193,901 | No | 4 | M | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-03 | 200 | $57.97 | 193,701 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-03 | 400 | $57.98 | 193,301 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-03 | 2,100 | $57.99 | 191,201 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-03 | 1,800 | $58.00 | 189,401 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-03 | 1,800 | $58.01 | 187,601 | No | 4 | S | Indirect | Trustee - Family Trust |
| Common Stock | Disposition | 2010-08-03 | 1,000 | $58.02 | 186,601 | No | 4 | S | Indirect | Trustee - Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | M | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
| No | 4 | S | Indirect | Trustee - Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-08-02 | 25,000 | $0.00 | 25,000 | $22.35 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-08-03 | 25,000 | $0.00 | 25,000 | $22.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2011-07-05 | No | 4 | M | Indirect | |
| 0 | 2011-07-05 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,567 | Direct |
Footnotes
- 21,381 of these shares are restricted shares and were delivered as compensation for services as Director. The restricted shares are held by issuer to implement restrictions on transfer unless and until certain conditions are met.
- Restricted stock units awarded as compensation for services as Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors. Includes dividend equivalents issued quarterly on the restricted stock units.
- Stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
Billionaire Hedge Funds
