Filing Details
- Accession Number:
- 0001209191-10-041252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-05-28
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 20:36:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1489137 | Molycorp Inc. | MCP | Metal Mining (1000) | 272301797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496748 | R. Ross Bhappu | C/O Molycorp, Inc. 5619 Denver Tech Center Pkwy, Ste 1000 Greenwood Village CO 80111 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-03 | 26,113,182 | $0.00 | 26,113,182 | No | 4 | C | Indirect | See footnote |
| Common Stock | Acquisiton | 2010-08-03 | 1,500,000 | $14.00 | 27,613,182 | No | 4 | P | Indirect | See footnote |
| Common Stock | Acquisiton | 2010-08-03 | 600 | $14.00 | 600 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See footnote |
| No | 4 | P | Indirect | See footnote |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Class A Common Stock | Acquisiton | 2010-05-28 | 25,409 | $100.97 | 0 | $0.00 |
| Common Stock | Class A Common Stock | Disposition | 2010-08-03 | 25,713,123 | $0.00 | 26,113,182 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 672,514 | No | 4 | P | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Represents shares of record held by (a) Resource Capital Fund IV L.P., of which Resource Capital Associates IV L.P. is the general partner (RCA IV GP L.L.C. is the general partner of Resource Capital Associates IV L.P.) and (b) Resource Capital Fund V L.P., of which Resource Capital Associates V L.P. is the general partner (RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P.). The Reporting Person is a shareholder and director of each of RCA IV GP L.L.C. and RCA V GP Ltd., which exercise voting and dispositive power over the shares held by Resource Capital Fund IV L.P. and Resource Capital Fund V L.P., respectively. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- As provided in the Issuer's Certificate of Incorporation, as amended, immediately prior to the consummation of the Issuer's initial public offering (the "IPO"), each share of Class A Common Stock automatically converted into shares of Common Stock at a conversion ratio dependent on the return that holders of shares of Class A Common Stock received. This return was determined on the value of the outstanding equity of the Issuer immediately prior to the IPO based on the price of the Common Stock in the IPO as compared to the amount of total capital contributed by the holders of shares of Class A Common Stock plus a compounded annual rate of return of 10%.
- July 9, 2010, the Class A Common Stock of the Issuer split 38.23435373-for-one. This number of shares reflects the stock split.
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