Filing Details
- Accession Number:
- 0001209191-10-039961
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-28 13:00:00
- Reporting Period:
- 2010-07-26
- Filing Date:
- 2010-07-28
- Accepted Time:
- 2010-07-28 19:40:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-26 | 1,300 | $17.06 | 4,558,682 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 400 | $17.07 | 4,558,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 500 | $17.07 | 4,557,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 400 | $17.08 | 4,557,382 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 100 | $17.09 | 4,557,282 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 200 | $17.09 | 4,557,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 100 | $17.10 | 4,556,982 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 300 | $17.11 | 4,556,682 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 1,300 | $17.12 | 4,555,382 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 1,560 | $17.13 | 4,553,822 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 300 | $17.14 | 4,553,522 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 1,501 | $17.14 | 4,552,021 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 1,016 | $17.15 | 4,551,005 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 6,906 | $17.15 | 4,544,099 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 700 | $17.16 | 4,543,399 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 3,134 | $17.16 | 4,540,265 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 200 | $17.17 | 4,540,065 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 4,524 | $17.17 | 4,535,541 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 2,300 | $17.18 | 4,533,241 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 200 | $17.18 | 4,533,041 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 5,109 | $17.18 | 4,527,932 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 600 | $17.19 | 4,527,332 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 2,500 | $17.19 | 4,524,832 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 200 | $17.20 | 4,524,632 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 2,100 | $17.20 | 4,522,532 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 1,300 | $17.21 | 4,521,232 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 900 | $17.22 | 4,520,332 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 1,357 | $17.22 | 4,518,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 1,800 | $17.23 | 4,517,175 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-26 | 300 | $17.24 | 4,516,875 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.