Filing Details
- Accession Number:
- 0001181431-10-038706
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-27 13:00:00
- Reporting Period:
- 2010-07-23
- Filing Date:
- 2010-07-27
- Accepted Time:
- 2010-07-27 17:07:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1355774 | Jr F John Schaefer | C/O Alaska Air Group Inc 19300 International Blvd Seattle WA 98188 | Vp/Finance And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-23 | 1,575 | $37.96 | 1,575 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-07-23 | 1,146 | $17.88 | 2,721 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-23 | 2,721 | $49.99 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-07-23 | 1,575 | $0.00 | 1,575 | $37.96 |
| Common | EMP STOCK OPTION (RT TO BUY) | Disposition | 2010-07-23 | 1,146 | $0.00 | 1,146 | $17.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 525 | 2007-09-13 | 2016-09-13 | No | 4 | M | Direct |
| 2,293 | 2009-06-12 | 2018-06-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,980 | Direct | |
| Common Stock | 707 | Indirect | ESOP TRUST |
| Common Stock | 1,646 | Direct |
Footnotes
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; SUBJECT TO FORFEITURE.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2009.
- THE OPTIONS VEST(ED) IN FOUR EQUAL INSTALLMENTS ON 09/13/07, 09/13/08, 09/13/09; REMAINING OPTIONS VEST ON 9/13/10.
- THE OPTIONS VEST(ED) IN FOUR EQUAL INSTALLMENTS ON 06/12/09 AND 06/12/10; REMAINING OPTIONS VEST ON 06/12/11 AND 06/12/12.
Billionaire Hedge Funds
