Filing Details
- Accession Number:
- 0001104659-10-043297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-09 13:00:00
- Reporting Period:
- 2010-08-05
- Filing Date:
- 2010-08-09
- Accepted Time:
- 2010-08-09 20:01:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494211 | M Ita Brennan | C/O Infinera Corporation 169 Java Drive Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-05 | 1,504 | $0.00 | 6,141 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-06 | 575 | $8.96 | 5,566 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted stock units | Disposition | 2010-08-05 | 715 | $0.00 | 715 | $0.00 |
| Common Stock | Restricted stock units | Disposition | 2010-08-05 | 789 | $0.00 | 789 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,150 | No | 4 | M | Direct | ||
| 11,057 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted stock units | $0.00 | 5,280 | 5,280 | Direct | ||
| Common Stock | Restricted stock units | $0.00 | 12,500 | 12,500 | Direct | ||
| Common Stock | Restricted stock units | $0.00 | 16,500 | 16,500 | Direct | ||
| Common Stock | Restricted stock units | $0.00 | 4,050 | 75,000 | Direct | ||
| Common Stock | Restricted stock units | $0.00 | 37,500 | 37,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 5,280 | 5,280 | Direct | |
| 12,500 | 12,500 | Direct | |
| 16,500 | 16,500 | Direct | |
| 4,050 | 75,000 | Direct | |
| 37,500 | 37,500 | Direct |
Footnotes
- The reported sale was effected to satisfy the Reporting Person's tax obligation in connection with the issuance of shares pursuant to the vesting of restricted stock units on August 5, 2010.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $8.94 to $8.9582 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of INFN common stock.
- The remaining restricted stock units vest in ten equal quarterly installments beginning on November 5, 2010.
- The remaining restricted stock units vest in fourteen equal quarterly installments beginning on November 5, 2010.
- The restricted stock units vest in three equal annual installments beginning on October 1, 2010.
- The restricted stock units fully vest on December 31, 2010.
- The restricted stock units fully vest on April 1, 2011.
- The restricted stock units vest in three equal annual installments beginning on April 1, 2011.
- The restricted stock units vest in four equal annual installments beginning on July 1, 2011.
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