Filing Details
- Accession Number:
- 0001181431-10-040772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-06 13:00:00
- Reporting Period:
- 2010-08-06
- Filing Date:
- 2010-08-06
- Accepted Time:
- 2010-08-06 16:05:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 903129 | Amerigon Inc | ARGN | Motor Vehicle Parts & Accessories (3714) | 954318554 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182627 | Iii B Oscar Marx | 33 Smithcliffs Road Laguna Beach CA 92651 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-06 | 8,500 | $1.94 | 731,762 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-06 | 9,000 | $1.98 | 740,762 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-06 | 7,500 | $4.40 | 748,262 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-06 | 25,000 | $10.49 | 723,262 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-08-06 | 8,500 | $0.00 | 8,500 | $1.94 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-08-06 | 9,000 | $0.00 | 9,000 | $1.98 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2010-08-06 | 7,500 | $0.00 | 7,500 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-02-28 | 2013-02-28 | No | 4 | M | Direct |
| 0 | 2003-03-31 | 2013-03-31 | No | 4 | M | Direct |
| 2,500 | 2004-01-28 | 2014-01-28 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $10.28 to $10.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 62,500 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).
Billionaire Hedge Funds
