Filing Details
- Accession Number:
- 0001013762-10-001975
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-08-16 13:00:00
- Reporting Period:
- 2010-06-30
- Filing Date:
- 2010-08-16
- Accepted Time:
- 2010-08-16 21:42:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 797662 | American Rare Earths & Materials Corp. | OTC: AREM | Sporting & Athletic Goods, Nec (3949) | 880218411 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498281 | Frank Werner Zapfe | C/O American Rare Earths And Materials, Corp. 200 Queens Quay East, Unit # 1 Toronto A6 M5A 4K9 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2006-09-25 | 36,667 | $2.73 | 36,667 | No | 4 | P | Indirect | By Zapfe Holdings Inc. |
| Common Stock | Acquisiton | 2006-09-29 | 6,250 | $0.00 | 42,917 | No | 4 | A | Indirect | By Zapfe Holdings Inc. |
| Common Stock | Acquisiton | 2008-01-18 | 50,000 | $3.00 | 92,917 | No | 4 | A | Indirect | By Zapfe Holdings Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Zapfe Holdings Inc. |
| No | 4 | A | Indirect | By Zapfe Holdings Inc. |
| No | 4 | A | Indirect | By Zapfe Holdings Inc. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Acquisiton | 2010-05-17 | 91,000 | $0.00 | 91,000 | $0.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 91,000 | 2010-05-17 | 2012-05-17 | No | 4 | A | Direct |
Footnotes
- Issuer in consideration for services performed by Reporting Person
- Options issued in compensation of services performed by Reporting Person as a member of the Issuers board of directors.
Billionaire Hedge Funds
